Compliance Officer Job at JW Michaels & Co., Miami, FL

WU9tWE9mQVF0dGNRNW5LcmJyeW1SWEh6U1E9PQ==
  • JW Michaels & Co.
  • Miami, FL

Job Description

Overview:

Our client is a leading global investment manager seeking a Compliance Officer to support its growing suite of investment vehicles.

The Compliance team oversees multiple funds and vehicles, including several retail-oriented products such as a ’40 Act fund and a ’34 Act fund.

The ideal candidate will bring deep expertise in ’40 Act fund compliance and a strong understanding of ’34 Act compliance. The position requires someone who can independently manage all compliance-related filings and obligations, as well as serve in a corporate secretary capacity for relevant entities. This individual will report to the firm’s Global Chief Compliance Officer..

Key Responsibilities

  • Oversee all compliance requirements for a ’40 Act vehicle
  • Manage compliance for a ’34 Act fund
  • Lead compliance efforts for a second advisor serving both vehicles
  • Serve as Corporate Secretary for all three entities and manage their respective boards
  • Collaborate with internal teams (Compliance, Legal, Finance, Investor Relations) and external counsel as needed to fulfill compliance obligations

Qualifications

  • JD preferred but not required
  • 7+ years of compliance experience
  • Deep technical knowledge of ’40 Act and ’34 Act compliance
  • High attention to detail and ability to independently lead core compliance functions while integrating into a global team

Job Tags

Similar Jobs

Torque Consulting

Construction Superintendent Job at Torque Consulting

 ...Construction Superintendent - NYC Location: New York, NY About the Company: Our client is a well-established general contractor in New York City, known for their commitment to excellence in construction and dedication to delivering top-quality projects across... 

Daeryun Law Firm LLC.

Attorney Job at Daeryun Law Firm LLC.

Job Announcement: Attorney Location: One World Trade Center, New York, NY (scheduled to open in July/August) Employment Type: Full-Time, in-person Application Deadline: 23 rd May, 2025 (Friday) About Daeryun Law Firm LLC Founded in 2018, Daeryun Law ...

Optomi

Front End Developer (JavaScript / HTML / CSS) Job at Optomi

 ...Front End Developer (JavaScript / HTML / CSS) Optomi, in partnership with, a leading insurance provider, is seeking a Front End Developer for either their Durham, NC office! There is a hybrid structure with flexibility for working from home. They are looking for a developer... 

Solomon Page

Contract Administrator Job at Solomon Page

 ...We are seeking an enthusiastic, detail-oriented, organized, proactive and curious individual to join our Contract Administration team. The Administrator will work closely with various departments including Legal, Business Affairs, Production, Casting, Labor Relations,... 

Atlas Search

Valuation Consultant Job at Atlas Search

We are working with a well-established global investment management firm that specializes in targeting traditional and non-traditional sources of alpha by employing multiple absolute return strategies. They are actively seeking a Valuations Analyst to join their team and...